Treasury Control and Audit

This highly interactive two-day course will take you through the process of building a secure treasury environment from the creation of a framework of policy and delegated authority, through to how treasury should be organised to ensure maximum control of its activities.

Learning Outcome

• Understand front, middle and back office functions
• Understand regulatory requirements
• Assess controls and security essential to managing treasury
• Asses key issues of control failure
• Create a secure treasury with minimum risk of fraud and error
• Judge adequacy of arrangements
• Effectively plan and execute a risk based treasury audit.

Day 1:

• Policies, organization structures and skills
• Front office controls
• Middle office controls
• Back office controls
• Treasury risks (includes risks in the dealing operation)
• Derivatives (overview and purpose)

Day 2:

• Dealing disasters and lessons to be learnt
• Auditing treasury
• Tackling audit challenges
• Corporate governance
• Treasury management systems