Course
Risk Based Internal Auditing – How to execute and overcome practical challenges
Led by Satish Shinde · Risk management, Control systems, Basle compliance Expert
Upcoming dates
$2,750.00
per seat
- Risk Based Internal Auditing
- Date
- 19 Oct 2026
- Time
- 00:00 – 00:00
- Location
- Dubai
- Seats
- 20 of 20 left
About this program
The proposed online training program will provide comprehensive insight into transformation challenges in embedding a risk based culture across each stage of internal audit/ inspection.
Overview
In the challenging environment of increasing competition and enhanced regulation, financial institutions are seeking an approach to internal audit that goes beyond reviewing past activities. They expect internal audit to be insightful, forward looking and creating value for the organization. The proposed online training program will provide comprehensive insight into transformation challenges in embedding a risk based culture across each stage of internal audit/ inspection. It will also give the participants a firsthand feel of implementing Risk Based Internal Auditing (RBIA). The program will also provide overview of audit ratings aligned to bank’s tactical and strategic plans.
Learning Outcomes:
- Gain practical insights into successful implementation of RBIA
- Face transformation challenges in embedding risk based audit culture
- Meet changing expectations of stake holders including the regulators
This course is suitable for:
- Those working in Inspection and Audit department of the banks.
- Those working in Risk Management may also find the program useful
Curriculum
Day 1:
Session 1: Overview of risk management in banks – credit, market, operational risks
Session 2: Overview of Basle II & III
Session 3: Bank’s strategy and rolling/forward looking audit plans
Session 4: Stakeholders’ awareness and alignment – a critical building block
Day 2:
Session 1: Defining audit universe and entity risk assessments
Session 2: Conducting risk based audits and communicating findings
Session 3: Risk based audit reporting
Session 4: Basle II/III – role and expectations from Internal Audit
Day 3:
Session 1: Approach to audit ratings and scorecard KPIs
Session 2: Audit of risk management functions – credit, market, operations risks
Session 3: Audit issues tracking – an integrated approach to risk mitigation
Session 4: Root cause analysis and risk database
Session 5: Agile auditing
All the topics mentioned above will be supported by exercises / case studies and sharing of practical internal auditing experiences.
InstructorSatish ShindeRisk management, Control systems, Basle compliance Expert
Dr Shinde has conducted a large number of on-location finance, credit and risk management related training program/seminars for banks in South Asia and Middle East. He has also assisted banks in establishing integrated risk management and control systems, besides Basle compliance. Prof. Shinde has published a book titled ‘Cash flow Analysis for Lending and Investment’. He is also working as Short Term Consultant for World Bank Group (WBG).